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Gilbert Law Summaries on Securities Regulation

Paperback – May 26, 2023
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ISBN-13: 9781685610937 ISBN-10: 1685610935
Publisher
Gilbert
Binding
Paperback
Published
May 26, 2023
Weight
0.6 lbs
Dimensions
0.00×0.00×0.00 cm

About this book

Gilbert Law Summaries on Securities Regulation by Schaumann, Niels. Paperback edition. ISBN: 9781685610937.

This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission, the Securities Act of 1933 (including interests covered, registered and exempt offerings, resales, and liability provisions), the Securities Exchange Act of 1934 (including Rule 10b-5, tender offers, proxy solicitations, liability for short-swing profits, and SEC enforcement actions), multinational transactions, and the state regulation of securities transactions.