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Investment Adviser Regulation in a Nutshell

paperback – January 8, 2008
by Howard, Steven
$107.76 USD
$107.76 USD
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ISBN-13: 9780314172655 ISBN-10: 0314172653
Publisher
West Academic Publishing
Binding
paperback
Published
January 8, 2008
Weight
1.0 lbs
Dimensions
19.10×2.50×12.70 cm

About this book

Investment Adviser Regulation in a Nutshell by Howard, Steven. paperback edition. ISBN: 9780314172655.

Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well.